AML
Skill packages tagged with “AML”
AML/BSA Compliance Program (Fintech & MSB)
Draft a complete AML/BSA compliance program for non-bank financial institutions — fintechs, MSBs, crypto exchanges, and insurance companies. Covers all five BSA pillars: compliance officer, policies, independent testing, training, and CDD. Includes CTR filing, transaction monitoring, SAR filing, OFAC screening (50% Rule, proliferation financing), and information sharing procedures.
AML/CTF Program (AUSTRAC)
Create and validate Part A and Part B of the Anti-Money Laundering and Counter-Terrorism Financing Program for Australian reporting entities. Covers risk management, CDD, transaction monitoring, SMR, and Safe Harbour verification procedures for individual customers. Works with austrac_risk_profiler for customer risk; includes kyc_procedure_audit to flag missing Safe Harbour steps.
AML/CTF Program Manual
Draft and validate an Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF) Program Manual covering KYC/CDD/EDD, transaction monitoring, sanctions screening (including PF-TFS), SAR/STR filing, and governance. Aligned with FATF Recommendations and the EU 6th Anti-Money Laundering Directive (6AMLD). Includes red_flag_library for industry-specific transaction monitoring indicators across 8 sectors, and sanctions_list_frequency_check to validate screening cadences, CTF/PF content, record retention, and board governance against the firm's risk appetite.
BCB 520/2025 — PSAVs: Funcionamento e Compliance
Elaboração e revisão de documentação de funcionamento, proteção ao cliente, AML, governança, segurança e supervisão prudencial das PSAVs.
Nordic AML/CFT — Enterprise-Wide Risk Assessment
Draft and validate the enterprise-wide AML/CFT risk assessment for Nordic supervisors. Covers inherent risk, control effectiveness, residual risk, and risk appetite per Joint ESA Guidelines and AMLD6.
UK Gambling Commission — Operating Licence Compliance
Draft and validate policies and procedures for Gambling Commission operating licence holders under the Gambling Act 2005 and LCCP. Covers AML/CTF, social responsibility, customer interaction, self-exclusion, and complaints.