Financial Services

Skill packages tagged with “Financial Services”

CFPB — Consumer Complaint Response & UDAAP Compliance

Draft and validate consumer complaint management programme and UDAAP compliance documentation for CFPB-supervised entities. Covers complaint response timelines, UDAAP risk assessment, fair lending, and board reporting.

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    Individual Accountability Framework (IAF/SEAR) — Ireland

    Draft and validate Statements of Responsibility and Management Responsibilities Maps for the Central Bank of Ireland IAF and SEAR. Supports banks, insurers, and investment firms. Includes gap detection for prescribed responsibilities and SEAR role mapping.

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      MAS TRM — Technology Risk Management Framework

      Draft and validate the Technology Risk Management framework for MAS-regulated financial institutions. Covers governance, IT resilience, cyber security, data loss prevention, and technology audit per MAS TRM Guidelines (2021).

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        Nordic AML/CFT — Enterprise-Wide Risk Assessment

        Draft and validate the enterprise-wide AML/CFT risk assessment for Nordic supervisors. Covers inherent risk, control effectiveness, residual risk, and risk appetite per Joint ESA Guidelines and AMLD6.

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