SEC
Skill packages tagged with “SEC”
10-K Risk Factors (Item 1A)
Draft and validate the Risk Factors section of a Form 10-K under Reg S-K Item 105: organize by materiality, write company-specific narratives, add a two-page summary when the section exceeds 15 pages, and validate structure and compliance.
MD&A — Driver-Based Drafting (Item 303)
Draft Management's Discussion and Analysis for 10-K or 10-Q with a driver-based structure: results of operations, liquidity and capital resources, known trends and uncertainties, and critical accounting estimates. Includes validation for required subsections, causation language, and non-GAAP reconciliation.
SEC 10-K — MD&A and Financial Statement Notes Drafter
Draft and validate the Management Discussion & Analysis (MD&A) section and key financial statement footnotes of the SEC Form 10-K annual report. Ensures compliance with Regulation S-K Items 303 (2021 amended structure), 305, 105, and 106 (cybersecurity, effective December 15, 2023), Reg G/Item 10(e) non-GAAP measure rules, SEC interpretive guidance, and PCAOB expectations for critical accounting estimates. Covers all required US GAAP footnote topics including EPS (ASC 260), subsequent events (ASC 855), and related parties (ASC 850).
SEC DEF 14A (Proxy Statement)
Draft and validate annual meeting proxy statements for U.S. domestic issuers: meeting and voting mechanics, proposals, director nominees, beneficial ownership, executive compensation (scaled for SRC/EGC), audit matters, and Part III 10-K incorporation mapping.
SEC Form 10-Q (Quarterly Report)
Generate and validate quarterly Form 10-Q narrative sections and checklists, with delta-focused updates, Risk Factors (material changes only), Legal Proceedings, Controls and Procedures, and consistency checks.
SEC Form 4 (Section 16)
Generate Form 4 drafts from insider transaction details: map to transaction codes and tables, draft footnotes (tax withholding, 10b5-1, indirect ownership), and validate for Rule 16a-3 and two-business-day filing.
SEC Form 8-K (Current Report)
Draft and validate SEC Form 8-K filings for any reportable corporate event, with item mapping, compliance checks, and standard legal language.