SEC Form 4 (Section 16)

Overview

Generate Form 4 drafts from insider transaction details: map to transaction codes and tables, draft footnotes (tax withholding, 10b5-1, indirect ownership), and validate for Rule 16a-3 and two-business-day filing.

Getting Started

Add your source materials to the project workspace, then activate the SEC Form 4 (Section 16) skill. Tell the agent the transaction type (grant, exercise, sale, tax withholding, gift, 10b5-1 plan), execution date, amounts and prices, and whether ownership is direct or indirect. The agent will build Table I (non-derivative) and/or Table II (derivative), assign transaction codes, draft footnotes, and produce a human-readable draft plus a structured data block.

Validation

The skill includes a validate_form4 tool. After drafting, run it on the Form 4 file to check: required fields (reporting person, issuer, execution date, tables), transaction code and table coherence, a reminder that the form is due within two business days of the execution date, and prompts for footnotes when tax withholding, 10b5-1 plans, indirect ownership, or “other” (code J/K) transactions are present.