UK Gambling Commission — Operating Licence Compliance

Overview

Draft and validate policies and procedures for Gambling Commission operating licence holders under the Gambling Act 2005 and LCCP. Covers AML/CTF, social responsibility, customer interaction, self-exclusion, and complaints.

Example Conversation

You: We need LCCP policies for our remote licence: AML with source of funds threshold, customer interaction framework, GAMSTOP, and an approved ADR provider. Include marketing restrictions for young and vulnerable persons.

Agent: I’ll draft the policies using the LCCP checklist and template, then run lccp_compliance_checker to verify all required elements.

Agent: Created lccp-policies.md. Running lccp_compliance_checker…

Agent: FAIL — adr missing. I’ve designated [approved ADR provider] and added the escalation procedure. Re-running…

Agent: PASS — all LCCP elements are present. Documentation is ready for compliance or audit review.

What the Tools Validate

lccp_compliance_checker scans the LCCP policies/procedures document:

• Required areas: AML/CTF (including source of funds threshold), customer interaction framework (at-risk indicators), self-exclusion (GAMSTOP for remote), ADR provider designated, marketing code (young and vulnerable persons).
• Rule: Each area must be clearly addressed in the documentation.
• Output: PASS if all elements are present; FAIL with a list of missing areas. Add content and re-run until PASS.

Output Excerpt

LCCP policies (excerpt):

## AML/CTF (Licence Condition 12)
Source of funds: we require verification for deposits above £2,000. CDD/EDD and SAR procedures as per LCCP.

## Self-exclusion
Remote customers: integration with GAMSTOP; we process self-exclusion requests within 24 hours.

## Complaints & ADR
Approved ADR provider: [name]. Complaints escalated to ADR if not resolved within 8 weeks.

lccp_compliance_checker report (excerpt):

=== LCCP COMPLIANCE CHECKER ===
Result: PASS

Document: lccp-policies.md
All required LCCP elements present.
Documentation meets UKGC LCCP expectations.

Getting Started

Add your source materials to the project workspace, then activate the UK Gambling Commission — Operating Licence Compliance skill. The agent will guide you through the process step by step.